Extending Copyright Protection to
Database Publishing


ArborWay, Inc.
Cambridge, MA 02138

Recent copyright decisions on compiled lists (Matthew Bender v. West Publishing Co., Nov. 1998) caught the attention of business reporters because they represent yet another unfavorable ruling against database publishers. These decisions, all based on Feist (Feist v. Rural Telephone, 1991), suggest that the legal debate over infringement lies in the fine points of technology and the law. In fact, more substantial forces are at play. Technology has transformed publishing, from words on paper to computer-based images, creating new, highly dynamic business models. A long with these sweeping changes, a breakthrough has occurred that offers an innovative way for end-users to access content and for publishers to protect it. The core technology underlying this advance was invented by ArborWay Inc., a research and development start-up in Cambridge, Massachusetts. The purpose of this white paper is to explain how ArborWay<>tm<> brand menus can reposition technology in order to yield favorable decisions in the courts for database publishers, and how this product uses existing laws to establish a more comprehensive way to protect electronic content.

Differentiating the Technology

The key to protecting electronic content can be found in an area of computer science known as retrieval technology. Database systems in use throughout the industry retrieve content by pattern-matching techniques that treat all information in the same way. High-profile applications of this technology include search engines found on the Web such as ALTA VISTA, INFOSEEK, LYCOS, etc. Aside from annoying side effects --- unwanted or unpredictable results --- the fact that these systems cannot distinguish one unit of information from another represents a serious liability, especially considering the growing volume of information produced every day.

Going Beyond Hit or Miss Searches

ArborWay breaks new ground in retrieval technology by organizing information into a content menu. The menu works just like an index at the back of a book where a list of topics points to information in the text. In an ArborWay application, end-users navigate its nested list menus to pinpoint information in the collection. Each time they select a topic, the menu system generates a more detailed list of topics until they arrive at the required information. The progressive exchange of information between the user's selection and the next topic list exploits the electronic medium's interactive capabilities, adding an additional layer of both content and software that provides the basis for expanding copyright protection.

A Creative Way to Organize Content

In order to organize information for a content menu, ArborWay invented a special-purpose data structure to store and organize menu topics. Pointers in the structure establish relationships among topics, lists, and information outside the structure, producing a catalog of interconnected lists. Its pathways represent all the different ways end-users would want to select and list information. Each list menu generated by the system depicts a compilation of topics that, by extension, includes an arrangement of content, making copyright protection available to each list and selection depicted by the structure.

In this system, content experts use a combination of computer-automated procedures and hand-crafted links to build the menu. Since the underlying structure allows multiple paths to reach the same unit of information, ArborWay is capable of representing both formal 1 and informal 2 ways of organizing information. Developers also can assign information to multiple topics and can create menu paths that can show, on a highly detailed level, how elements under the same topic differ from one another 3 . The creative possibilities are unlimited. Yet, the structure's real power, in terms of copyright law, comes from its ability to co-opt the "thin" protection granted to compiled lists by Feist, namely selection and arrangement, by depicting all possible combinations of these elements in one place.

Responding to Feist With New Technology

Given the existence of Feist , conventional retrieval methods could never yield a favorable decision for database publishers because they limit the selection and arrangement of a list to its layout on the media. ArborWay, in contrast, uses pointers to establish as many tangible selections and arrangements as possible, so its menu system can use these elements to help end-users find what they need. In this respect, ArborWay is the first, and perhaps the only patented technology that can overcome the narrow focus of the Feist decision and broaden copyright protection to factual lists.

Expanding Database Protection

To further strengthen ArborWay's overall defense against infringement of content its menu system also provides the following overlapping layers of legal protection:

As a patented technology (U.S. Patent 5,630,125 and 13 other U.S. Pending Patents) the approach presents a very original and creative way to organize content, making it possible to establish an unassailable copyright.

ArborWay's menus are licensed software that prohibit end-users from reverse engineering . Given the way software and content mingle in an application, a potential infringer would have to violate a license agreement to extract content from such a system.

And should an infringer attempt to copy information, the selection itself would infringe the copyright protection of ArborWay's list-oriented access.

In addition, ArborWay's license agreement with information providers establishes a world-wide standard for content protection, because ArborWay will suspend or invalidate a provider license if recognized authorities identify stolen content in one of its applications. This means that material copied from an ArborWay application in any jurisdiction could not compete against another ArborWay application in some other location.

Yet, ArborWay brand menus are more than just an impenetrable shell that protects content from infringement. As an electronic publishing tool, they add value to information by supplying an index that saves end-users time and effort. For commercial publishers, they provide a competitive advantage , especially over sources of "free" information on the Web, because conventional access depends solely upon "trial and error" searches that are inefficient and time consuming.

At present, however, the legal advantages of ArborWay considerably overshadow the technical or business ones. ArborWay advances retrieval software by deploying an index that organizes content in a database. From a legal perspective, this capability transforms a compiled list into a larger body of work by linking each fact to a hierarchical network of topics. Pointers in the software merge content with the access method to produce a gestalt-like effect where the whole is greater than the sum of the parts. When compared with alternative proposals to protect databases, such as legislative initiatives like H.R. 3531, ArborWay's ability to use technology to build on Feist, and to add multiple protective layers, clearly represents a more effective way to expand copyright protection and to redefine the debate in terms that are consistent with the sweeping changes in publishing technology.

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1 Formal systems, according to ArborWay's definition, include classification methodologies like a taxonomy where all terms are mutually exclusive. back
2 Informal classification systems, again according to an ArborWay definition, allow overlapping terms, equivalent terms, and synonyms, and often include a composite of several different organizations that link to each other. back
3 ArborWay's data structure, alone, can depict an attribute/value network that shows, for example, how "pens" come in a variety of "sizes", "colors", and "shapes." Directly under each attribute, lets say "color", is a value list, such as "red", "white", and "blue". When more than one of these attribute/value lists are linked together the selections reveal important marketing information about user preferences. back

Copyright © 1999 ArborWay, Inc
Questions, Comments, or Suggestions: web@arborway.com

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